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Energy Update - February 2018 | JD Supra
We are pleased to release the latest issue of our client newsletter, “Energy Update,” designed to inform clients and friends of the firm about...
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SEC’s Inspections and Examinations Office Sets 2018 Priorities | JD Supra
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations’ long-awaited examination priorities for 2018 will focus on...
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Nausicaa Delfas Appointed as Executive Directive of International at the Financial Conduct Authority | JD Supra
The Financial Conduct Authority has appointed Nausicaa Delfas as Executive Directive of International...
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EU Blockchain Observatory and Forum Launched | JD Supra
The European Commission has announced the launch of the EU Blockchain Observatory and Forum. The Commission intends the new Forum to build on existing...
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International Standards Body Issues Liquidity Risk Management Recommendations for Funds | JD Supra
The International Organization of Securities Commissions has published its final report and recommendations on liquidity risk management for...
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Governance & Securities Law Focus: Asia Edition - February 2018 | JD Supra
In this newsletter, we provide a snapshot of the principal Asian, US, European and selected international governance and securities law developments...
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Top Federal Securities and Commodities Regulators Testify on Virtual Currency Regulation Before Senate Committee | JD Supra
In their testimony before the U. S. Senate Committee on Banking, Housing and Urban Affairs (the “Committee”), Chairman Jay Clayton of the Securities...
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US Commodity Futures Trading Commission Proposes New Measure to Calculate Size of Interest Rate Swap Markets | JD Supra
The US Commodity Futures Trading Commission is considering a new measure to calculate the size of the interest rate swap (IRS) markets. Under the...
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US Commodity Futures Trading Commission Fines Investment Bank for Attempted Manipulation of Benchmark Swaps Rate | JD Supra
The US Commodity Futures Trading Commission has issued an order settling charges against the US investment arm of an international bank for attempted...
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Financial Regulatory Developments Focus - February 2018 | JD Supra
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks,...
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US Board of Governors of the Federal Reserve System and US Federal Deposit Insurance Corporation Announce Resolution Plan Feedback | JD Supra
The US Board of Governors of the Federal Reserve System and US Federal Deposit Insurance Corporation announced that they have provided feedback to 19...
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US DOJ, Commodity Futures Trading Commission Charge Three Banks and Multiple Individuals in Spoofing Schemes | JD Supra
The US Department of Justice and Commodity Futures Trading Commission announced enforcement actions against three banks and multiple individuals...
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Ninth Circuit Holds That Loss Causation Can Be Established Without Demonstrating That The Alleged Fraud Was Revealed To The Market | JD Supra
On January 31, 2018, the United States Court of Appeals for the Ninth Circuit affirmed in a per curiam decision a district court decision denying in...
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Delaware Court Of Chancery Invalidates Written Consent Of The Majority Of Common Stockholders Purporting To Remove And Replace CEO | JD Supra
On January 10, 2018, Vice Chancellor J. Travis Laster of the Delaware Court of Chancery granted a motion for judgment on the pleadings to plaintiffs,...
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US Consumer Financial Protection Bureau Issues Information Request Regarding Civil Investigative Demands | JD Supra
The US Consumer Financial Protection Bureau published a notice in the Federal Register requesting public comment regarding the agency’s Civil...
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DOJ And CFTC Recent Actions Highlight Their Increased Focus On "Spoofing" | JD Supra
On January 29, 2018, the U.S. Department of Justice (“DOJ”) and U.S. Commodity Futures Trading Commission (“CFTC”) announced settlements with three...
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US Federal Banking Regulators Announce Favorable Community Reinvestment Act Consideration to Aid Areas Affected by Hurricane Maria | JD Supra
The US Board of Governors of the Federal Reserve System, the US Office of the Comptroller of the Currency and the US Federal Deposit Insurance...
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